Carnival Corporation & plc Notification of Transactions of Directors/PDMRS
Notification of Transactions of Directors/PDMRS
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Arnold W. Donald |
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2 |
Reason for the notification |
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a) |
Position/status |
President, Chief Executive Officer and Chief Climate Officer of Carnival Corporation & plc / Director |
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b) |
Initial notification/ Amendment |
Initial Notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Carnival Corporation |
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b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
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4A |
Details of the transaction: 1 |
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a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
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b) |
Nature of the transaction |
Vesting of Management Incentive Plan tied restricted stock units ("MTE") granted January 17, 2020, including the settlement of dividend equivalent shares associated with the release of MTE. |
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c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 11,146 |
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d) |
Aggregated information - Aggregated volume - Price |
11,146 $0.00 |
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e) |
Date of the transaction |
2022-01-28 |
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f) |
Place of the transaction |
Off Market |
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Details of the transaction: 2 |
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a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
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b) |
Nature of the transaction |
Vesting of retention restricted stock units (“RSUs”) granted August 28, 2020. |
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c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 37,500 |
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d) |
Aggregated information - Aggregated volume - Price |
37,500 $0.00 |
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e) |
Date of the transaction |
2022-01-28 |
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f) |
Place of the transaction |
Off Market |
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4C |
Details of the transaction: 3 |
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Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
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b) |
Nature of the transaction |
Vesting of time vested RSUs granted January 19, 2021. |
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c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 118,986 |
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d) |
Aggregated information - Aggregated volume - Price |
118,986 $0.00 |
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e) |
Date of the transaction |
2022-01-28 |
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f) |
Place of the transaction |
Off Market |
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4D |
Details of the transaction: 4 |
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a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
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b) |
Nature of the transaction |
Sale of shares, including sale to satisfy the tax obligation on the vesting of time vested restricted stock units granted January 19, 2021. |
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c) |
Price(s) and volume(s) |
Price(s) $19.005 $19.01 $19.015 $19.02 $19.025 $19.03 $19.055 $19.06 $19.065 $19.07 $19.075 $19.08 $19.10 $19.1075 $19.11 $19.115 $19.1175 $19.12 $19.125 $19.13 $19.155 $19.18 |
Volume(s) 400 5,100 4,100 2,400 200 1,497 5,350 6,770 200 9,900 4,600 19,600 300 1,600 1,900 14,100 2,400 6,062 400 6,367 2,450 100 |
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d) |
Aggregated information - Aggregated volume - Price |
95,796 $19.0819 (avg.) |
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e) |
Date of the transaction |
2022-01-28 |
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f) |
Place of the transaction |
NYSE |
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Arnaldo Perez
Company Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
Miami, FL 33178
T: 305.599.2600
