1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDED AND RESTATED
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3 to Amended and Restated
Schedule 13D)*
CARNIVAL CORPORATION
--------------------------------------------------------
(Name of Issuer)
Class A Common Stock ($.01 par value)
--------------------------------------------------------
(Title of Class of Securities)
143658 10 2
--------------------------------------------------------
(CUSIP Number)
Alan R. Twaits, Esq.
General Counsel
Carnival Corporation
3655 N.W. 87th Avenue
Miami, Florida 33178-2428
(305) 599-2600
- -------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
April 20, 1995
--------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [ ]. (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of less than five percent of such
class). (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Exhibit Index on Page 40
2
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons: TAMMS INVESTMENT COMPANY, LIMITED
PARTNERSHIP
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not
Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Delaware
________________________________________________________________________________
Number of 7) Sole Voting Power: 2,332,458
Shares Bene- ___________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by ___________________________________________________________
Each Report- 9) Sole Dispositive Power: 2,332,458
ing Person ___________________________________________________________
With 10) Shared Dispositive Power: -0-
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,332,458
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [X]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
1.0%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): PN
Page 2 of 45
3
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons: TAMMS MANAGEMENT CORPORATION
_______________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
_______________________________________________________________________________
3) SEC Use Only
_______________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
_______________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
_______________________________________________________________________________
6) Citizenship or Place of Organization: Delaware
_______________________________________________________________________________
Number of 7) Sole Voting Power: 2,332,458
Shares Bene- __________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by __________________________________________________________
Each Report- 9) Sole Dispositive Power: 233,246
ing Person __________________________________________________________
With 10) Shared Dispositive Power: 2,099,212
_______________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,332,458
_______________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [X]
_______________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
1.0%
_______________________________________________________________________________
14) Type of Reporting Person (See Instructions): CO
Page 3 of 45
4
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
TED ARISON
_______________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
_______________________________________________________________________________
3) SEC Use Only
_______________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
_______________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
_______________________________________________________________________________
6) Citizenship or Place of Organization: Israel
_______________________________________________________________________________
Number of 7) Sole Voting Power: 75,957,142
Shares Bene- _________________________________________________________
ficially 8) Shared Voting Power: 2,332,458
Owned by _________________________________________________________
Each Report- 9) Sole Dispositive Power: 75,957,142
ing Person _________________________________________________________
With 10) Shared Dispositive Power: 2,332,458
_______________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
73,279,236
_______________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [X]
_______________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
31.9%
_______________________________________________________________________________
14) Type of Reporting Person (See Instructions): IN
Page 4 of 45
5
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
ARISON FOUNDATION, INC.
_______________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
_______________________________________________________________________________
3) SEC Use Only
_______________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
_______________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
_______________________________________________________________________________
6) Citizenship or Place of Organization: Florida
_______________________________________________________________________________
Number of 7) Sole Voting Power: 3,600,000
Shares Bene- ________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by ________________________________________________________
Each Report- 9) Sole Dispositive Power: 3,600,000
ing Person ________________________________________________________
With 10) Shared Dispositive Power: -0-
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,600,000
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
1.6%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): CO
Page 5 of 45
6
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
CONTINUED TRUST FOR MICHAEL ARISON
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Delaware
________________________________________________________________________________
Number of 7) Sole Voting Power: 2,000,000
Shares Bene- ___________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by ___________________________________________________________
Each Report- 9) Sole Dispositive Power: 2,000,000
ing Person ___________________________________________________________
With 10) Shared Dispositive Power: 379,504.68
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,379,504.68
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
1.0%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 6 of 45
7
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification
Nos. of Above Persons:
SHARI ARISON IRREVOCABLE GUERNSEY TRUST
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Guernsey, Channel
Islands
________________________________________________________________________________
Number of 7) Sole Voting Power: 3,000,000
Shares Bene- __________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by __________________________________________________________
Each Report- 9) Sole Dispositive Power: 3,000,000
ing Person __________________________________________________________
With 10) Shared Dispositive Power: 551,354
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,551,354
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
1.5%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 7 of 45
8
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
CONTINUED TRUST FOR SHARI ARISON DORSMAN
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Delaware
________________________________________________________________________________
Number of 7) Sole Voting Power: 2,000,000
Shares Bene- __________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by __________________________________________________________
Each Report- 9) Sole Dispositive Power: 2,000,000
ing Person __________________________________________________________
With 10) Shared Dispositive Power: 379,504.66
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,379,504.66
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
1.0%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 8 of 45
9
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Delaware
________________________________________________________________________________
Number of 7) Sole Voting Power: 2,500,000
Shares Bene- __________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by __________________________________________________________
Each Report- 9) Sole Dispositive Power: 2,500,000
ing Person __________________________________________________________
With 10) Shared Dispositive Power: 500,000
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,000,000
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
1.3%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 9 of 45
10
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
CONTINUED TRUST FOR MICKY ARISON
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Delaware
________________________________________________________________________________
Number of 7) Sole Voting Power: 2,379,504.66
Shares Bene- __________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by __________________________________________________________
Each Report- 9) Sole Dispositive Power: 2,379,504.66
ing Person __________________________________________________________
With 10) Shared Dispositive Power: -0-
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,379,504.66
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
1.0%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 10 of 45
11
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
MICKY ARISON
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: United States
________________________________________________________________________________
Number of 7) Sole Voting Power: 3,251,354
Shares Bene- ______________________________________________________
ficially 8) Shared Voting Power: 2,332,458
Owned by ______________________________________________________
Each Report- 9) Sole Dispositive Power: 3,251,354
ing Person ______________________________________________________
With 10) Shared Dispositive Power: 2,332,458
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,251,354
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [X]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
1.4 %
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): IN
Page 11 of 45
12
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
THE TED ARISON 1992 IRREVOCABLE TRUST FOR MICKY
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Jersey, Channel Islands
________________________________________________________________________________
Number of 7) Sole Voting Power: -0-
Shares Bene- ________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by ________________________________________________________
Each Report- 9) Sole Dispositive Power: -0-
ing Person ________________________________________________________
With 10) Shared Dispositive Power: -0-
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
-0-
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
0.0%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 12 of 45
13
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
THE TED ARISON 1992 IRREVOCABLE TRUST FOR SHARI
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group
(See Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Jersey, Channel Islands
________________________________________________________________________________
Number of 7) Sole Voting Power: -0-
Shares Bene- __________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by __________________________________________________________
Each Report- 9) Sole Dispositive Power: -0-
ing Person __________________________________________________________
With 10) Shared Dispositive Power: -0-
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
-0-
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
0.0%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 13 of 45
14
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
THE TED ARISON 1992 IRREVOCABLE TRUST FOR LIN No. 2
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Jersey, Channel Islands
________________________________________________________________________________
Number of 7) Sole Voting Power: -0-
Shares Bene- ___________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by ___________________________________________________________
Each Report- 9) Sole Dispositive Power: -0-
ing Person ___________________________________________________________
With 10) Shared Dispositive Power: -0-
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
-0-
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
0.0%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 14 of 45
15
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
THE TED ARISON CHARITABLE TRUST
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Jersey, Channel Islands
________________________________________________________________________________
Number of 7) Sole Voting Power: 2,000,000
Shares Bene- __________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by __________________________________________________________
Each Report- 9) Sole Dispositive Power: 2,000,000
ing Person __________________________________________________________
With 10) Shared Dispositive Power: -0-
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,000,000
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
0.9%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 15 of 45
16
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
A.H.W. LIMITED
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Guernsey, Channel
Islands
________________________________________________________________________________
Number of 7) Sole Voting Power: -0-
Shares Bene- __________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by __________________________________________________________
Each Report- 9) Sole Dispositive Power: -0-
ing Person __________________________________________________________
With 10) Shared Dispositive Power: 551,354
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
551,354
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
0.2%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): CO
Page 16 of 45
17
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
ANDREW H. WEINSTEIN
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: United States
________________________________________________________________________________
Number of 7) Sole Voting Power: -0-
Shares Bene- ______________________________________________________
ficially 8) Shared Voting Power: 28,732,726
Owned by ______________________________________________________
Each Report- 9) Sole Dispositive Power: -0-
ing Person ______________________________________________________
With 10) Shared Dispositive Power: 28,732,726
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
28,732,726
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
12.5%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): IN
Page 17 of 45
18
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
TAF MANAGEMENT COMPANY
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Delaware
________________________________________________________________________________
Number of 7) Sole Voting Power: -0-
Shares Bene- __________________________________________________________
ficially 8) Shared Voting Power: 10,138,514
Owned by __________________________________________________________
Each Report- 9) Sole Dispositive Power: -0-
ing Person __________________________________________________________
With 10) Shared Dispositive Power: 10,138,514
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
10,138,514
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
4.4%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): CO
Page 18 of 45
19
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
THE TED ARISON FAMILY HOLDING TRUST NO. 2
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Jersey, Channel Islands
________________________________________________________________________________
Number of 7) Sole Voting Power: -0-
Shares Bene- _________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by _________________________________________________________
Each Report- 9) Sole Dispositive Power: -0-
ing Person _________________________________________________________
With 10) Shared Dispositive Power: -0-
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
-0-
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
0.0%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 19 of 45
20
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
THE TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Jersey, Channel Islands
________________________________________________________________________________
Number of 7) Sole Voting Power: -0-
Shares Bene- __________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by __________________________________________________________
Each Report- 9) Sole Dispositive Power: -0-
ing Person __________________________________________________________
With 10) Shared Dispositive Power: 15,042,858
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
15,042,858
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
6.5%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 20 of 45
21
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
KENTISH LIMITED
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Isle of Man, United
Kingdom
________________________________________________________________________________
Number of 7) Sole Voting Power: 15,042,858
Shares Bene- __________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by __________________________________________________________
Each Report- 9) Sole Dispositive Power: -0-
ing Person __________________________________________________________
With 10) Shared Dispositive Power: 15,042,858
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
15,042,858
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
6.5%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): CO
Page 21 of 45
22
CUSIP No. 143658 10 2
_____________________
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos.
of Above Persons:
THE TED ARISON 1994 CASH TRUST
________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) [ ]
(b) [ X]
________________________________________________________________________________
3) SEC Use Only
________________________________________________________________________________
4) Source of Funds (See Instructions): Not Applicable
________________________________________________________________________________
5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
________________________________________________________________________________
6) Citizenship or Place of Organization: Jersey, Channel Islands
________________________________________________________________________________
Number of 7) Sole Voting Power: -0-
Shares Bene- _________________________________________________________
ficially 8) Shared Voting Power: -0-
Owned by _________________________________________________________
Each Report- 9) Sole Dispositive Power: -0-
ing Person _________________________________________________________
With 10) Shared Dispositive Power: -0-
________________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
-0-
________________________________________________________________________________
12) Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) [ ]
________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11):
0.0%
________________________________________________________________________________
14) Type of Reporting Person (See Instructions): 00
Page 22 of 45
23
The amended and restated joint statement on Schedule 13D dated
December 18, 1987, as amended and restated on October 19, 1993, as further
amended by Amendment No. 1 dated December 22, 1993 and as further amended by
Amendment No. 2 dated September 26, 1994 of TAMMS Investment Company, Limited
Partnership, TAMMS Management Corporation, Ted Arison, Arison Foundation, Inc.,
the Continued Trust for Michael Arison, the Shari Arison Irrevocable Guernsey
Trust, the Continued Trust for Shari Arison Dorsman, the Marilyn B. Arison
Irrevocable Delaware Trust, the Continued Trust for Micky Arison, Micky Arison,
the Ted Arison 1992 Irrevocable Trust for Micky, the Ted Arison 1992
Irrevocable Trust for Shari, the Ted Arison 1992 Irrevocable Trust for Lin No.
2, the Ted Arison Charitable Trust, A.H.W. Limited, Andrew H. Weinstein, TAF
Management Company, The Ted Arison Family Holding Trust No. 1, the Ted Arison
Family Holding Trust No. 2, the Ted Arison 1994 Irrevocable Trust for Shari No.
1, Kentish Limited, and the Ted Arison 1994 Cash Trust is hereby amended as
follows:
Item 1. Security and Issuer.
Item 1 is amended by the addition thereto of the following:
"Effective November 30, 1994, the Issuer effected a
two-for-one stock split of its Class A Common Stock and Class B Common
Stock, $.01 par value per share.
Page 23 of 45
24
The share information contained herein reflects the stock split."
Item 2. Identity and Background.
Item 2, paragraph (a) is hereby amended by the deletion thereof in its
entirety and the substitution thereof of the following:
"(a) This statement is filed by (i) TAMMS Investment Company,
Limited Partnership, a Delaware limited partnership ("TAMMS L.P."),
with respect to shares of Class A Common Stock beneficially owned by
it; (ii) TAMMS Management Corporation, a Delaware corporation ("TAMMS
Corp."), with respect to shares of Class A Common Stock beneficially
owned by it; (iii) Ted Arison with respect to shares of Class A Common
Stock beneficially owned by him; (iv) the Continued Trust for Michael
Arison, a Delaware trust (the "Michael Arison Continued Trust"), with
respect to shares of Class A Common Stock beneficially owned by it;
(v) the Continued Trust for Micky Arison, a Delaware trust (the "Micky
Arison Continued Trust"), with respect to shares of Class A Common
Stock beneficially owned by it; (vi) the Continued Trust for Shari
Arison Dorsman, a Delaware trust (the "Shari Arison Continued Trust"),
with respect to shares of Class A Common Stock beneficially owned by
it;
Page 24 of 45
25
(vii) the Shari Arison Irrevocable Guernsey Trust, a Guernsey trust
(the "Shari Arison Guernsey Trust"), with respect to shares of Class A
Common Stock beneficially owned by it; (viii) the Marilyn B. Arison
Irrevocable Delaware Trust, a Delaware trust (the "Marilyn Arison
Delaware Trust"), with respect to shares of Class A Common Stock
beneficially owned by it; (ix) A.H.W. Limited, a Guernsey corporation
("A.H.W. Limited"), with respect to shares of Class A Common Stock
beneficially owned by it; (x) Andrew H. Weinstein with respect to
shares of Class A Common Stock beneficially owned by him; (xi) TAF
Management Company, a Delaware corporation ("TAF Management"), with
respect to shares of Class A Common Stock beneficially owned by it;
(xii) the Ted Arison 1992 Irrevocable Trust for Micky, a Jersey trust
(the "Micky Arison Jersey Trust"), with respect to shares of Class A
Common Stock beneficially owned by it; (xiii) the Ted Arison 1992
Irrevocable Trust for Shari, a Jersey trust (the "Shari Arison Jersey
Trust"), with respect to shares of Class A Common Stock beneficially
owned by it; (xiv) the Ted Arison 1992 Irrevocable Trust for Lin No.
2, a Jersey trust (the "Marilyn Arison Jersey Trust", and collectively
with the Micky Arison Jersey Trust and the Shari Arison Jersey Trust,
the "Jersey Trusts"), with respect to shares of Class A Common Stock
beneficially owned by it; (xv) the Ted Arison Charitable Trust, a
Page 25 of 45
26
Jersey trust (the "Jersey Charitable Trust"), with respect to shares
of Class A Common Stock beneficially owned by it; (xvi) Micky Arison
with respect to shares of Class A Common Stock beneficially owned by
him; (xvii) the Arison Foundation, Inc., a private foundation for the
benefit of certain charities (the "Foundation"), with respect to
shares of Class A Common Stock beneficially owned by it; (xviii) The
Ted Arison Family Holding Trust No. 2, a Jersey trust (the "Holding
Trust"), with respect to Class A Common Stock beneficially owned by
it; (xix) The Ted Arison 1994 Cash Trust, a Jersey trust (the "Cash
Trust"), with respect to shares of Class A Common Stock beneficially
owned by it; (xx) The Ted Arison 1994 Irrevocable Trust for Shari No.
1, a Jersey trust (the "Shari Arison Trust No. 1"), with respect to
shares of Class A Common Stock beneficially owned by it and (xxi)
Kentish Limited, an Isle of Man corporation ("Kentish"), with respect
to shares of Class A Common Stock beneficially owned by it (such
entities and persons being sometimes hereinafter referred to as the
"Reporting Persons"). Micky Arison, Ted Arison's son, is the
Chairman, Chief Executive Officer and a Director of the Issuer,
President and Treasurer of TAMMS Corp., the beneficiary of the Micky
Arison Continued Trust, the Micky Arison Jersey Trust, the Cash Trust
and a beneficiary of the Holding Trust. Shari Arison, Ted Arison's
daughter,
Page 26 of 45
27
is President of the Foundation, the beneficiary of the Shari Arison
Guernsey Trust, the Shari Arison Continued Trust, the Shari Arison
Jersey Trust, the Shari Arison Trust No. 1 and a beneficiary of the
Holding Trust. The Foundation is directed by six trustees, a
majority of whom are affiliates of Mr. Ted Arison. Michael Arison,
the beneficiary of the Michael Arison Continued Trust, is the son of
Ted Arison. Marilyn Arison, the wife of Ted Arison, is the
beneficiary of the Marilyn Arison Delaware Trust, the Marilyn Arison
Jersey Trust and a beneficiary of the Holding Trust. Andrew H.
Weinstein is an officer and sole shareholder of TAF Management, the
corporate trustee of the Michael Arison Continued Trust, the Shari
Arison Continued Trust, the Micky Arison Continued Trust, and the
Marilyn Arison Delaware Trust and is the sole shareholder of A.H.W.
Limited, which is the trustee of the Shari Arison Guernsey Trust, and
of Kentish, which is the protector of the Shari Arison Trust No. 1.
Mr. Weinstein is an attorney at the law firm of Holland & Knight,
Miami, Florida. TAF Management is a Delaware corporation, whose
principal purpose is to serve as trustee for certain trusts established
for the benefit of members of the Arison family. A.H.W. Limited is a
Guernsey corporation, the principal business of which is to act as a
trustee. The Royal Bank of Scotland Trust Company (Jersey) Limited,
trustee for the Jersey Trusts, is a company organized
Page 27 of 45
28
under the laws of Jersey, Channel Islands, the principal business of
which is banking and providing executor or trustee company services.
Cititrust (Jersey) Limited, trustee for the Cash Trust and the Shari
Arison Trust No. 1, is a company organized under the laws of Jersey,
Channel Islands, the principal business of which is the provision of
trustee company services. Kentish is an Isle of Man corporation, the
principal business of which is to serve as a protector of certain
trusts."
Item 2, paragraphs (c) (xx) and (xxi) are hereby amended by the
deletion thereof in their entirety and the substitution thereof of the
following:
"(c)(xx) The Ted Arison 1994 Cash Trust is a Jersey trust established
for the benefit of Micky Arison and others. The address of the trust
is c/o Cititrust (Jersey) Limited, P.O. Box 728, 38 Esplanade, St.
Helier, Jersey, Channel Islands. The sole trustee of the trust is
Cititrust (Jersey) Limited. (c)(xxi) The Ted Arison 1994 Irrevocable
Trust for Shari No. 1 is a Jersey trust established for the benefit of
Shari Arison. The address of the trust is c/o Cititrust (Jersey)
Limited, P.O. Box 728, 38 Esplanade, St. Helier, Jersey, Channel
Islands. The sole trustee of the trust is Cititrust (Jersey)
Limited."
Page 28 of 45
29
Item 3. Source and Amount of Funds
or Other Consideration.
Item 3 is hereby amended by the addition thereto of the following:
"Since the last report, the Reporting Persons have
restructured their aggregate holdings of Class A Common Stock with
respect to 13,800,000 shares of Class A Common Stock. This was
accomplished by an underwritten public offering by the Cash Trust, the
Micky Arison Jersey Trust, the Shari Arison Jersey Trust and the
Marilyn Arison Jersey Trust of 8,000,000 shares, 2,000,000 shares,
1,800,000 shares and 2,000,000 shares, respectively, of Class A Common
Stock for $23.375 per share."
Item 4. Purpose of Transaction.
Item 4 is hereby amended by the addition thereto of the following:
"The 1995 Transfers (as defined below in "Interest in
Securities of the Issuer") were effected for certain estate planning
and other related purposes. None of the Reporting Persons have any
current plans to change in any material way the management or
operations of the Issuer."
Item 5. Interest in Securities of the Issuer.
Item 5 is hereby amended by the addition thereto of the following:
Page 29 of 45
30
"On February 15, 1995, the trustee of the Holding Trust
transferred 9,400,000 shares of Class A Common Stock from the Holding
Trust to Ted Arison for no consideration. On March 1, 1995, Baring
Brothers (Guernsey) Limited was replaced by Cititrust (Jersey) Limited
as trustee for each of the Cash Trust and the Shari Arison Trust No.
1. On April 20, 1995, the Cash Trust, the Micky Arison Jersey Trust,
the Shari Arison Jersey Trust and the Marilyn Arison Jersey Trust
(collectively, the "Selling Shareholders") sold 6,400,000 shares,
1,600,000 shares, 1,440,000 shares and 1,600,000 shares, respectively,
of Class A Common Stock to certain U.S. underwriters pursuant to the
Underwriting Agreement (U.S. Version) dated as of April 12, 1995 among
the Issuer, the Selling Shareholders and Goldman, Sachs & Co., Bear,
Stearns & Co. Inc. and Merrill Lynch, Pierce, Fenner & Smith
Incorporated, as representatives of the several U.S. underwriters
named in Schedule II thereto (collectively, the "U.S. Underwriters"),
for a purchase price of $23.375 per share to the public (less an
underwriting discount of $0.76 per share). Also on April 20, 1995,
the Cash Trust, the Micky Arison Jersey Trust, the Shari Arison Jersey
Trust and the Marilyn Arison Jersey Trust sold 1,600,000 shares,
400,000 shares, 360,000 shares and 400,000 shares, respectively, of
Class A Common Stock to certain international underwriters pursuant to
the Underwriting Agreement
Page 30 of 45
31
(International Version) dated as of April 12, 1995 among the Issuer,
the Selling Shareholders and Goldman Sachs International, Bear,
Stearns International Limited and Merrill Lynch International Limited,
as representatives of the several international underwriters named in
Schedule II thereto (collectively, the "International Underwriters"),
for a purchase price of $23.375 per share to the public (less an
underwriting discount of $0.76 per share). The aggregate net cash
proceeds to the Cash Trust, the Micky Arison Jersey Trust, the Shari
Arison Jersey Trust and the Marilyn Arison Jersey Trust were
$180,920,000, $45,230,000, $40,707,000 and $45,230,000, respectively.
The foregoing transfers are referred to herein as the "1995
Transfers".
Following the 1995 Transfers, Ted Arison beneficially owns an
aggregate of 73,279,236 shares of Class A Common Stock (approximately
31.9% of the total number of shares of Class A Common Stock
outstanding as of April 20, 1995), 72,757,142 of which he holds
directly and 522,094 of which he owns beneficially by virtue of his
interests in TAMMS L.P. Ted Arison has sole voting and dispositive
power over the 75,957,142 shares of Class A Common Stock that he holds
directly; however, Ted Arison disclaims beneficial ownership of
3,200,000 of such shares which are held by three revocable money
trusts. Accordingly, Ted Arison has
Page 31 of 45
32
only reported beneficial ownership of 72,757,142 shares of Class A
Common Stock that he holds directly.
Because of his controlling interest in TAMMS L.P. (through
TAMMS Corp.), Ted Arison may be deemed to share dispositive and
voting power over, and beneficially own, all of the 2,332,458 shares
of Class A Common Stock beneficially owned by TAMMS L.P.; however,
Ted Arison disclaims beneficial ownership of 1,810,364 of such shares
which are beneficially owned by the other partners of TAMMS L.P.
(other than TAMMS Corp.). Accordingly Ted Arison has only reported
beneficial ownership of 522,094 shares of Class A Common Stock held
by TAMMS L.P.
Following the 1995 Transfers, Micky Arison beneficially owns
an aggregate of 3,251,354 shares of Class A Common Stock
(approximately 1.4% of the total number of shares of Class A Common
Stock outstanding as of April 20, 1995), which he holds directly.
Micky Arison has sole voting power with respect to 3,251,354
shares of Class A Common Stock which he holds directly. Micky Arison
has sole dispositive power with respect to the 3,251,354 shares of
Class A Common Stock that he holds directly.
Because of his status as President and Treasurer of TAMMS
Corp., Micky Arison may be deemed to share voting and dispositive
power with respect to the 2,332,458 shares of Class A Common Stock
beneficially owned by TAMMS L.P.
Page 32 of 45
33
Micky Arison disclaims beneficial ownership of the 2,332,458 shares of
Class A Common Stock owned by TAMMS L.P. which are beneficially owned
by the limited partners of TAMMS L.P. All such disclaimed shares are
not shown herein as beneficially owned by Micky Arison.
Following the 1995 Transfers, each of the Holding Trust, the
Cash Trust, the Micky Arison Jersey Trust, the Shari Arison Jersey
Trust and the Marilyn Arison Jersey Trust does not hold or
beneficially own any shares of Class A Common Stock.
Except for the 1995 Transfers, the Reporting Persons have
effected no transactions in shares of Class A Common Stock during the
past 60 days."
Item 6. Contracts, Arrangements, Understandings or Relationships with respect
to Securities of the Issuer. Item 6 is hereby amended by the addition thereto
of the following:
"In February, 1995, the Stock Options that were granted to
Micky Arison on April 18, 1994 by the Issuer were cancelled."
Item 7. Material to be filed as Exhibits.
Item 7 is hereby amended by the addition thereto of the following:
"Exhibit 16 Joint Filing Agreement, dated as of
May 15, 1995, among TAMMS L.P., TAMMS Corp., Ted
Arison, the Michael Arison
Page 33 of 45
34
Continued Trust, the Micky Arison Continued Trust,
the Shari Arison Continued Trust, the Shari Arison
Guernsey Trust, the Marilyn Arison Delaware Trust,
A.H.W., Andrew H. Weinstein, TAF Management, the
Micky Arison Jersey Trust, the Shari Arison Jersey
Trust, the Marilyn Arison Jersey Trust, the Jersey
Charitable Trust, Micky Arison, the Foundation, the
Holding Trust, the Cash Trust, the Shari Arison Trust
No. 1 and Kentish.
Exhibit 17 Underwriting Agreement (U.S. Version) dated as of
April 12, 1995 among the Issuer, the Selling
Shareholders and the U.S. Underwriters (Incorporated
by reference to Exhibit 1(a) to the Issuer's
Amendment No. 2 to the Registration Statement on Form
S-3 (Registration No. 58151)).
Exhibit 18 Underwriting Agreement (International Version) dated
as of April 12, 1995 among the Issuer, the Selling
Shareholders and the International Underwriters
(Incorporated by reference to Exhibit 1(b) to the
Issuer's Amendment No. 2 to the Registration
Statement on Form S-3 (Registration No. 58151))."
Page 34 of 45
35
Signatures
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement is true,
complete and correct. Date: May 16, 1995
SHARI ARISON IRREVOCABLE GUERNSEY
TRUST, A.H.W. LIMITED, TRUSTEE TAF MANAGEMENT COMPANY
By: /s/ J.C. Trott By: /s/ Denison Hatch
---------------------- ------------------------
Director A.H.W. Secretary and Treasurer
Limited
ARISON FOUNDATION, INC.
MARILYN B. ARISON IRREVOCABLE
DELAWARE TRUST, TAF MANAGEMENT By: /s/ Shari Arison
COMPANY, TRUSTEE -----------------------
Shari Arison, President
By: /s/ Denison Hatch
-----------------------
Secretary and Treasurer TAMMS INVESTMENT COMPANY,
LIMITED PARTNERSHIP
By: TAMMS MANAGEMENT
CORPORATION
A.H.W. LIMITED Managing General Partner
By: /s/ J.C. Trott By: /s/ Micky Arison
--------------------- -----------------------
Director A.H.W. Limited Micky Arison, President
/s/ Andrew H. Weinstein TAMMS MANAGEMENT CORPORATION
--------------------------
Andrew H. Weinstein By: /s/ Micky Arison
-----------------------
Micky Arison, President
/s/ Ted Arison
-------------------------
Ted Arison
/s/ Micky Arison
----------------------------
Micky Arison
Page 35 of 45
36
CONTINUED TRUST FOR MICHAEL ARISON,
TAF MANAGEMENT COMPANY, TRUSTEE
By: /s/ Denison Hatch
-----------------------
Secretary and Treasurer
CONTINUED TRUST FOR MICKY ARISON,
TAF MANAGEMENT COMPANY, TRUSTEE
By: /s/ Denison Hatch
-----------------------
Secretary and Treasurer
CONTINUED TRUST FOR SHARI ARISON DORSMAN,
TAF MANAGEMENT COMPANY, TRUSTEE
By: /s/ Denison Hatch
------------------------
Secretary and Treasurer
THE TED ARISON 1992 IRREVOCABLE TRUST
FOR MICKY, THE ROYAL BANK OF SCOTLAND
TRUST COMPANY (JERSEY) LIMITED, TRUSTEE
By: /s/ Sean Coughlan
------------------------
/s/ Lynn C. Townsend
THE TED ARISON 1992 IRREVOCABLE TRUST FOR
SHARI, THE ROYAL BANK OF SCOTLAND TRUST
COMPANY (JERSEY) LIMITED, TRUSTEE
By: /s/ Sean Coughlan
-----------------------
/s/ Lynn C. Townsend
THE TED ARISON 1992 IRREVOCABLE TRUST FOR
LIN NO. 2, THE ROYAL BANK OF SCOTLAND TRUST
COMPANY (JERSEY) LIMITED, TRUSTEE
By: /s/ Sean Coughlan
----------------------
/s/ Lynn C. Townsend
Page 36 of 45
37
THE TED ARISON CHARITABLE
TRUST, THE ROYAL BANK
OF SCOTLAND TRUST COMPANY
(JERSEY) LIMITED, TRUSTEE
By:/s/ Sean Coughlan
----------------------
/s/ Lynn C. Townsend
THE TED ARISON FAMILY HOLDING
TRUST NO. 2, BARING BROTHERS
(GUERNSEY) LIMITED, TRUSTEE
By:/s/ J.C. Trott
-------------------------
Page 37 of 45
38
TED ARISON 1994 CASH TRUST,
CITITRUST (JERSEY) LIMITED,
TRUSTEE
/s/ Debbie C. Masters
By:/s/ Barry Gray
--------------------------
TED ARISON 1994 IRREVOCABLE
TRUST FOR SHARI NO. 1, CITITRUST
(JERSEY) LIMITED, TRUSTEE
/s/ Debbie C. Masters
By:/s/ Barry Gray
---------------------------
Page 38 of 45
39
KENTISH LIMITED
By:/s/ P. Scales
-------------------
Page 39 of 45
40
INDEX TO EXHIBITS
Page No. in
Sequential
Numbering
System
-----------
Exhibits
--------
16. Joint Filing Agreement, dated as of May 16, 1995, among TAMMS L.P., TAMMS Corp., 41
Ted Arison, the Michael Arison Continued Trust, the Micky Arison Continued Trust,
the Shari Arison Continued Trust, the Shari Arison Guernsey Trust, the Marilyn
Arison Delaware Trust, A.H.W., Andrew H. Weinstein, TAF Management, the Micky
Arison Jersey Trust, the Shari Arison Jersey Trust, the Marilyn Arison Jersey
Trust, the Jersey Charitable Trust, Micky Arison, the Foundation, the Holding
Trust, the Cash Trust, the Shari Arison Trust No. 1 and Kentish.
17. Underwriting Agreement (U.S. Version) dated as of April 12, 1995 among the
Issuer, the Selling Shareholders and the U.S. Underwriters (Incorporated by
reference to Exhibit 1(a) to the Issuer's Amendment No. 2 to the Registration
Statement on Form S-3 (Registration No. 58151)).
18. Underwriting Agreement (International Version) dated as of April 12, 1995 among
the Issuer, the Selling Shareholders and the International Underwriters
(Incorporated by reference to Exhibit 1(b) to the Issuer's Amendment No. 2 to the
Registration Statement on Form S-3 (Registration No. 58151)).
Page 40 of 45
41
EXHIBIT 16
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(f) under the Securities Exchange
Act of 1934, as amended, the persons named below agree to the joint filing on
behalf of each of them of an amendment or amendments to a statement on Schedule
13D dated December 18, 1987, as amended and restated on October 19, 1993. This
Joint Filing Agreement shall be included as an Exhibit to such joint filing.
In evidence thereof, each of the undersigned, being duly authorized, hereby
executed this Agreement this 16th day of May, 1995.
SHARI ARISON IRREVOCABLE TAMMS INVESTMENT COMPANY,
GUERNSEY TRUST, A.H.W. LIMITED PARTNERSHIP
LIMITED, TRUSTEE By: TAMMS MANAGEMENT
CORPORATION
By: /s/ J.C. Trott Managing General Partner
-----------------------
By: /s/ Micky Arison
-----------------------------
MARILYN B. ARISON IRREVOCABLE Micky Arison, President
DELAWARE TRUST, TAF MANAGEMENT
COMPANY, TRUSTEE
By: /s/ Denison Hatch TAMMS MANAGEMENT CORPORATION
-----------------------
Secretary and Treasurer By: /s/ Micky Arison
-----------------------------
Micky Arison, President
A.H.W. LIMITED
/s/ Ted Arison
----------------------------------
By: /s/ J.C. Trott Ted Arison
-----------------------
/s/ Andrew H. Weinstein /s/ Micky Arison
----------------------------- ----------------------------------
Andrew H. Weinstein Micky Arison
TAF MANAGEMENT COMPANY
By: /s/ Denison Hatch
-----------------------------
Secretary and Treasurer
ARISON FOUNDATION, INC.
By: /s/ Shari Arison
-----------------------------
Shari Arison, President
Page 41 of 45
42
CONTINUED TRUST FOR MICHAEL
ARISON, TAF MANAGEMENT
COMPANY, TRUSTEE
By: /s/ Denison Hatch
-----------------------
Secretary and Treasurer
CONTINUED TRUST FOR MICKY ARISON,
TAF MANAGEMENT COMPANY, TRUSTEE
By: /s/ Denison Hatch
------------------------
Secretary and Treasurer
CONTINUED TRUST FOR SHARI ARISON
DORSMAN, TAF MANAGEMENT COMPANY,
TRUSTEE
By: /s/ Denison Hatch
-------------------------
Secretary and Treasurer
THE TED ARISON 1992 IRREVOCABLE
TRUST FOR MICKY, THE ROYAL BANK
OF SCOTLAND TRUST COMPANY (JERSEY)
LIMITED, TRUSTEE
By: /s/ Sean Coughlan
-----------------------
/s/ Lynn C. Townsend
THE TED ARISON 1992 IRREVOCABLE
TRUST FOR SHARI, THE ROYAL BANK
OF SCOTLAND TRUST COMPANY (JERSEY)
LIMITED, TRUSTEE
By: /s/ Sean Coughlan
------------------------
/s/ Lynn C. Townsend
THE TED ARISON 1992 IRREVOCABLE
TRUST FOR LIN NO. 2, THE ROYAL
BANK OF SCOTLAND TRUST COMPANY
(JERSEY) LIMITED, TRUSTEE
By: /s/ Sean Coughlan
------------------------
/s/ Lynn C. Townsend
Page 42 of 45
43
THE TED ARISON CHARITABLE TRUST, THE ROYAL BANK OF SCOTLAND TRUST COMPANY
(JERSEY) LIMITED, TRUSTEE
/s/ Sean Coughlan
By: /s/ Lynn C. Townsend
----------------------
THE TED ARISON FAMILY HOLDING TRUST NO. 2, BARING BROTHERS (GUERNSEY) LIMITED,
TRUSTEE
By:/s/ J.C. Trott
------------------------
Page 43 of 45
44
TED ARISON 1994 CASH TRUST,
CITITRUST (JERSEY) LIMITED,
Trustee
/s/ Debbie C. Masters
By:/s/ Barry Gray
--------------------------
TED ARISON 1994 IRREVOCABLE
TRUST FOR SHARI NO. 1,
CITITRUST (JERSEY) LIMITED,
Trustee
/s/ Debbie C. Masters
By:/s/ Barry Gray
------------------------
Page 44 of 45
45
KENTISH LIMITED
By:/s/ P. Scales
------------------------
Page 45 of 45